Eckermann reports a conversation with Goethe on January 29, 1827:
Es kam sodann zur Sprache, welchen Titel man der Novelle geben sollte; wir taten manche Vorschlaege, einige waren gut fuer den Anfang, andere gut fuer das Ende, doch fand sich keiner, der fuer das Ganze passend und also der rechte gewesen waere. "Wissen Sie was", sagte Goethe, "wir wollen es die Novelle nennen; denn was ist eine Novelle anders als eine sich ereignete unerhoerte Begebenheit. Dies ist der eigentliche Begriff, und so vieles, was in Deutschland unter dem Titel Novelle geht, ist gar keine Novelle, sondern bloss Erzaehlung oder was Sie sonst wollen. In jenem urspruenglichen Sinne einer unerhoerten Begebenheit kommt auch die Novelle in den Wahlverwandtschaften vor."
This is the epilogue, as it were, to a lengthy conversation on January 15, 1827, in which Goethe interprets his own Novelle. Here an excerpt, a highly condensed analysis:
Zu zeigen, wie das Unbaendige, Unueberwindliche oft besser durch Liebe und Froemmigkeit als durch Gewalt bezwungen werde, war die Aufgabe dieser Novelle, und dieses schoene Ziel, welches sich im Kinde und Loewen darstellt, reizte mich zur Ausfuehrung. Dies ist das Ideelle, dies die Blume. Und das gruene Blaetterwerk der durchaus realen Exposition ist nur dieserwegen da und nur dieserwegen etwas wert.
But there is more. The story's agenda is conservative
in the best sense. Biedermeier, if you wish; solid, sober, unpretentious,
yet never naive or unpolitical. Protecting lives and property. Encouraging
commerce and economic development. Preserving the monuments of the past.
Responsible and responsive administration, with an occasional day off to
go hunting. Overlooking nothing, leaving nothing to chance. A fire brigade
is in place, literally and metaphorically, to meet the unexpected. The
real Weimar had one of course, and Goethe, a relentless organizer and coach
of many such units across the duchy, himself was active in it as he had
been as a youth in his home town of Frankfurt.
The realism of the setting to which Goethe refers is
not, however, "an objective depiction of contemporary social reality" (Wellek).
It is a utopian vision, a post-revolutionary as well as post-napoleonic
political scene, a restored equilibrium with idealized relationships among
all, including those between government and the governed. A moment of rest
and recovery, an idyllic pause between violent upheavals. Metternich
with his teeth pulled. Consent and consensus, mutual respect, a common
commitment to service. It does not exist except as an ardent dream of what
might be. "Du sitzt am Fenster und ertraeumst sie dir" is Kafka's formula
for it. "Im Vorgefuehl von solchem hohen Glueck" is Faust's. If it did
exist, it wouldn't last. Kleist, in his Erdbeben (1808), depicts
such a seductive and deceptive reality between two catastrophes.
MUSIC
And more. The musical ending recalls the fascination with "music as metaphor", "the power of music", among recent and contemporary poets from Pope and Dryden and Collins to E.T.A. Hoffmann and Kleist and, of course to Goethe himself. Music saves Faust's life on Easter morning at the end of a dreadful night, and we'll encounter a similar role of music in his Trilogie der Leidenschaft which we'll read in this context.
"Musick a remedy" is a chapter in Robert Burton's (1577-1640) Anatomy of Melancholy.
Here, once again, the stanza from John Dryden's A Song for St. Cecilia's Day, 1687, that I've quoted at you in every course:
What passion
cannot Music raise and quell!
When Jubal
struck the corded shell,
His list'ning
brethren stood around,
And, wond'ring,
on their faces fell
To worship
that celestial sound:
Less than
a god they thought there could not dwell
Within the
hollow of that shell,
That spoke
so sweetly and so well.
What passion
cannot Music
raise and quell! *** (see below)
Also:
Thus long ago,
Ere heaving
bellows learn'd to blow,
While organs
were yet mute;
Timotheus,
to his breathing flute,
And sounding
lyre,
Could swell
the soul to rage,
or kindle
soft desire.
At last, divine
Cecilia came,
Inventress
of the vocal frame:
...
Let old Timotheus
yield the prize,
Or both divide
the crown:
He rais'd
a mortal to the skies;
She drew an
angel down.
From John Dryden. Alexander's Feast Or, The Power
of Music; An Ode in Honour of St Cecilia's Day: 1697
Of Orpheus
now no more let poets tell,
To bright Cecilia
greater power is given:
His numbers
raised a shade from hell,
Hers lift
the soul to heaven.
From Alexander Pope. Ode on St Cecilia's Day,
1708
And more still. Remember The Magic Flute? Mozart's last opera, first performed on September 30, 1791, only two months before his death on December 5. The boy and his flute of the Novelle belong in this context. Tamino, like Orpheus before him, tames the wild beasts with his music. And as he is about to undergo the final "test", that of fire and water, the two most destructive of the ancient four elements (air and earth are the other two), Pamina joins him and hands him the magic flute:
Spiel du die
Zauberfloete an
Sie schuetze
uns auf unsrer Bahn.
Es schnitt
in einer Zauberstunde
Mein Vater
sie aus tiefstem Grunde
Der tausendjaehr'gen
Eiche aus,
Bei Blitz
und Donner, Sturm und Braus.
Nun komm und
spiel die Floete an,
Sie leite
uns auf grauser Bahn.
(II, 28).
The music that now follows, solo flute accompanied by only a few instruments and percussion, accomplishes a paradox, a depiction of stillness by means of sound. The two remain unharmed, protected by their love, their courage, and the magic flute.
The Three Ladies were even more specific in their description of the flute's power that recalls the lines of Dryden quoted above:
Die Zauberfloete
wird dich schuetzen,
Im groessten
Unglueck unterstuetzen.
Hiermit kannst
du allmaechtig handeln,
Der Menschen
Leidenschaft
verwandeln.
Der Traurige
wird freudig sein,
Den Hagestolz
nimmt Liebe ein.
(I, 8).
Here's the Novelle's first description of the boy's music: "Das Kind verfolgte seine Melodie, die keine war, eine Tonfolge ohne Gesetz, und vielleicht ebendeswegen so herzergreifend; ... Alles war still, hoerte, horchte, und nur erst als die Toene verhallten, konnte man den Eindruck bemerken und allenfalls beobachten. Alles war wie beschwichtigt; jeder in seiner Art geruehrt. ... Eine vollkommene Stille beherrschte die Menge, man schien die Gefahren vergessen zu haben ..."
Goethe, after seeing the opera in Weimar in 1795, attempted
a sequel,
The Magic Flute, Part II, but never completed it. It probably
made little sense to him in the end, with Mozart no longer available to
compose the music.
He returns to the topic now in a different setting. Thirty
years after first contemplating it in epic form with Die Jagd as
its tentative title, and nearly four decades after Mozart's death. A final
respectful, albeit unconscious, tribute to a colleague of equal stature?
You decide. "Mozart haette den Faust komponieren muessen," he tells Eckermann
on February 12, 1829.
Sir James Jeans, Science & Music, first published in 1937, is still considered a classic. So are a few even even older texts:
J.W.S. Rayleigh, The Theory of Sound. (2. vols.)
Hermann Helmholtz, On the Sensations of Tone.
John Tyndall, Sound.
Fabre D'Olivet, La Musique. (Of particular importance
in connection with Rilke's view of music)
A more recent book is by Robert Jourdain: Music, the
Brain, and Ecstacy. 1997.
See the review in Scientific
American, September 1997, 97f.
Thomas Connolly, Mourning into Joy. Music, Raphael,
and Saint Cecilia. Yale Press 1994
Harry F. Olson, Music, Physics and Engineering.
Gretchen Ludke Finney, "Harmony or Rapture in Music,"
Dictionary
of the History of Ideas, vol. II.
Leo Spitzer, Classical and Christian Ideas of World
Harmony (1963).
Myles W. Jackson, Harmonious Triads. Physicists,
Musicians, and Instrument Makers in Nineteenth-Century Germany. MIT Press
2006/2008.
The February 2004 issue of Scientific
American has a special report called "Four Keys to Cosmology," with
the first essay intitled "The Cosmic Symphony", about the nature and function
of sound waves in the early universe. Here's a tantalizing bit of
what you'll encounter: "Gradually the universe imposed order on itself.
The familiar particles of matter, such as electrons and protons, condensed
out of the radiation like water droplets in a cloud of steam. Sound waves
coursed through the amorphous mix, giving it shape. Matter steadily wrested
control of the cosmos away from radiation. Several hundred thousand years
after inflation, matter declared final victory and cut itself loose from
radiation." From the introduction by George Musser, p. 43.
The August 21 04 issue of Science
News has an essay on "Cosmic Melody. Tuning in to the early universe"
that describes a recent CD that reflects "what [Mark Whittle of the U of
Virginia] suspect the universe sounded like immediately following the Big
Bang ...".
Science News
occasionally runs pieces on the physics of sound. See "Musical Metal" (steel
drums) in the October 10, 1998 issue. Taking them apart, metaphorically,
to see "what makes them tick."
An earlier deconstructionist, Rat Krespel in E.T.A.
Hoffmann's
story by the same title, literally takes his violins apart to discover
the engineering principle governing extraordinary sound. He doesn't find
what he is looking for, and his priceless Stradivari and Amati
are
destroyed in the process. He does, however, discover that his daughter's
sublime singing voice is based, not on perfect engineering, but on an anatomical
defect. He never makes the connection, but the reader cannot overlook it.
Also in Science
News: "Good Vibrations" (about woodwind reeds, 12-14-91), "To Build
a Better Violin" (9-3-94), "Beating a Fractal Drum" (9-17-94) and "Tots
Take Rhythmic Stock Before Talk" (9-24-94).
*** Settembrini, in Thomas Manns' Zauberberg, comments on this very aspect of music, her dual nature:
"Die Musik ist unschätzbar als letztes Begeisterungsmittel,
als aufwärts- und vorwärtsreissende Macht, . . . Die Kunst ist
sittlich, sofern sie weckt. Aber wie, wenn sie das Gegenteil tut? Wenn
sie betäubt, einschläfert, der Aktivität und dem Fortschritt
entgegenarbeitet? Auch das kann die Musik, auch auf die Wirkung der
Opiate versteht sie sich aus dem Grunde . . . . Das Opiat ist vom Teufel,
denn es schafft Dumpfsinn, Beharrung, Untätigkeit, knechtischen Stillstand."
"Es ist etwas Bedenkliches um die Musik", says Settembrini
in conclusion, "Ich bleibe dabei, dass sie zweideutigen Wesens ist. Ich
gehe nicht zu weit, wenn ich sie für politisch verdächtig erkläre."
(Thomas Mann, Der Zauberberg (Berlin und Frankfurt a/M.,
1956), S. 104 f.)
The most precise statement, rivaling that of John Dryden,
is found in Thomas Mann's Dr. Faustus: "Weisst du, was
ich finde?" says Adrian Leverkühn. "Dass Musik die Zweideutigkeit
ist als System."
(Thomas Mann, Doktor Faustus (Berlin und Frankfurt a/M,
1949), S. 77)
Rilke's summary of Fabre d'Olivet's treatment of music (La Musique, 1896) in a letter to the Princess von Thurn und Taxis, dated November 17, 1912: (consult also my short essay on Rilke's use of music as metaphor)
"Was er von der Musik sagt, ihrer Rolle bei den alten Völkern, mag auch im Recht sein, - dass das Stumme in der Musik, wie soll ich sagen, ihre mathematische Rückseite, das durchaus lebensordnende Element z.B. noch im chinesischen Reiche war, wo der für das ganze Kaisertum angenommene Grundton (dem Fa entsprechend) die Grossheit eines obersten Gesetzes hatte, sosehr, dass das Rohr, das diesen Ton erzeugte, als Maasseinheit, seine Fassungsmenge als Raumeinheit u.s.w. ausgegeben wurde und von Herrschaft zu Herrschaft in Geltung blieb. Musik war jedenfalls in allen alten Reichen etwas namenlos Verantwortliches und sehr Konservatives."
". . . hier ist die Stelle, wo manches zu erfahren wäre, was mit meinem Gefühl, Musik gegenüber, zu tun hat, ich meine, diesem äusserst unberechtigten rudimentären Gefühl eine Art nachträglichen Stammbaums lieferte: dass diese wahrhaftige, ja diese einzige Verführung, die die Musik ist, (nichts ver-führt doch sonst im Grunde) nur so erlaubt sein darf, dass sie zur Gesetzmässigkeit verführe, zum Gesetz selbst. Denn in ihr allein tritt der unerhörte Fall ein, dass das Gesetz, das doch sonst immer befiehlt, flehentlich wird, offen, unendlich unser bedürftig. Hinter diesem Vor-wand von Tönen nähert sich das All, auf der einen Seite sind wir, auf der andern, durch nichts von uns abgetrennt, als durch ein bischen gerührte Luft, aufgeregt durch uns, zittert die Neigung der Sterne."
Had he read Schopenhauer he would have been struck by this statement from the third book of his Welt als Wille und Vorstellung:
"...gesetzt es gelaenge eine vollkommen richtige, vollstaendige und in das Einzelne gehende Erklaerung der Musik, also eine ausfuehrliche Wiederholung dessen was sie ausdrueckt in Begriffen zu geben, diese sofort auch eine genuegende Wiederholung und Erklaerung der Welt in Begriffen, oder einer solchen ganz gleichlautend, also die wahre Philosophie sein wuerde ..."
"Da nun aber ... die Musik ... bloss aeusserlich und rein empirisch betrachtet, nichts Anderes ist, als das Mittel, groessere Zahlen und zusammengesetztere Zahlenverhaeltnisse, die wir sonst nur mittelbar, durch Auffassung in Begriffen, erkennen koennen, unmittelbar und in concreto aufzufassen; so koennen wir nun durch Vereinigung jener beiden so verschiedenen und doch richtigen Ansichten der Musik, uns einen Begriff von der Moeglichkeit einer Zahlenphilosophie machen, dergleichen die des Pythagoras und auch die der Chinesen im Y=king war ..."
(Schopenhauer, Die Welt alsWille und Vorstellung III Saemtliche Werke, ed Huebscher, Leipzig 1938, 2. Band, p. 312, 313)
Remember that God himself is bilingual in both universal languages, music and math.
Mary (Frankenstein) Shelley's monster senses the communicative nature of music before he discovers the meaning of language (II,3).
Death is the Fiddler, and music his means of communicating the final event. Richard II, "Sweet music do I hear..." Keep your ears open when reading Th. Mann's Death in Venice, Hofmannsthal's Death and the Fool, Kafka's Metamorphosis where the sister plays the violin ...
Making music is a metaphor for lovemaking in Hoffmann's Rat Krespel who "sees" it in his dream in which he is tuned into his daughter Antonia's erotic dream embracing her fiancé. He finds her dead the next morning. Jaques Offenbach's treatment in his Tales of Hoffmann is much less daring but quite dramatic still.
Orpheus and Odysseus escape the Sirens, the children of Hameln in the German folk tale and in Browning's Pied Piper of Hamelin follow the music and are not seen again.
David soothes the raging Saul with music, and Kleist's
Die Hl Caecilie oder Die Gewalt der Musik tells the story of how a group
of would-be iconoclats is paralyzed.
The trumpets of Jericho bring down the walls.
They have found the resonant
frequency. So has the Tin Drum's Oskar Mazerath who brings down
church windows and cuts holes in display cases.
Fontane's ballad Die Brueck am Tay depicts
the collapse of a bridge in a violent storm as a train is crossing it --
he however borrows Macbeth's witches to do the dirty work.
The trumpet shall sound and the dead shall be raised (Handel's Messiah)
Troesterin Musik, musica consolatrix. Listen to Monteverdi's and Gluck's operas treating the legend of Orpheus and Euridice. Read Rilke's Sonnets to Orpheus.
There's much more ... Please stay tuned